Article Laboratories

Calibration of Whatman Grade 42 filter paper for soil suction measurements

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Abstract

The correlation between the water content of filter-paper disks and the porewater suction in soil samples is used to determine soil suction, and various equations have been proposed to model it. To verify whether the equations in BRE IP 4/93 for determining soil suction based on the water content of Whatman Grade 42 filter paper remain valid and can be used with currently available batches of Whatman Grade 42 filter paper, SSL and i2 Analytical laboratories confirmed experimentally that NaCl solutions can be used to calibrate Whatman Grade 42 filter-paper disks and the equations in BRE IP4/93 remain valid. The method is inexpensive and reliable. Filter paper from different manufacturers or other than NaCl solutions also can be used after calibration.

 

Introduction

Soil suction is the result of the interaction between soil, water and air, and is important in understanding the strength and behaviour of soils, in general, and unsaturated soils in particular. There are numerous direct and indirect methods for measuring soil suction in situ and in the laboratory (e.g. Ridley 2015; Esmaili and Hatami 2017). The filter-paper technique is the most commonly used indirect method for estimating soil suction because of its low cost, simplicity, and wide range of suction values (0-5 MPa). The method evolved in Europe in the 1910s and USA in the 1930s (e.g. Frendlund et al 2012; Fondjo et al 2020).

Soil and filter paper (direct contact), or porewater vapour and filter paper (indirect contact), are equilibrated for several days in an airtight container. Subsequently, the water content of the filter paper is determined, and the soil suction is calculated by using equations that relate the filter paper water content and soil suction (e.g. BRE IP 4/93; ASTM D5298).

The total suction ψ in soil is the sum of the matric suction (ua – uw) and osmotic suction π determined by the direct and indirect contact of soil and filter paper, respectively,

ψ = (ua – uw) + π,

where ua is the pore-air pressure and uw is the porewater pressure.

The calibration of filter paper involves either equilibration of filter paper in a suction or pressure plate at different applied pressures or by non-contact equilibration of filter paper over salt solutions, e.g. NaCl, KCl, Na2SO4, or MgCl2, with different salt content, and then independently determining the filter paper water content (WCFP). The data from various calibration studies suggest that for suctions greater than ca 1000 kPa the total and matric suction calibration curves converge but diverge at lower than 1000 kPa (e.g. Fredlund et al 2012).

Whatman Grade 42 or Schleicher & Schuell No. 589-WH filter papers have been used in soil suction tests, and many studies have established and evaluated calibration equations. Even though filter paper is an industrial product manufactured under strict control, it is not clear if the manufacturing process and thus quality of the filter papers remains the same over the years or if the published calibration curves are applicable to the currently available filter paper batches. Thus, calibration of each batch of filter paper is recommended (Marinho and Oliveira 2005).

This paper describes the calibration study undertaken by SSL & i2 Analytical to demonstrate for accreditation purposes that filter papers can be inexpensively calibrated by using salt solutions, and the equations in BRE IP 4/93 (Crilly and Chandler 1993) can be used with currently available Whatman Grade 42 filter paper batches.

Method

Equipment

  • Ash-free Whatman Grade 42 filter paper (CAT No. 1442-070 & Lot No. 16971096) 70 mm in diameter
  • Thermometer (±1 ⁰C accuracy)
  • Laboratory balance with an accuracy of 0.1% of the weighed mass
  • Oven capable of maintaining the temperature at 105 ± 2.5 °C
  • One pair of metal tweezers
  • 200 ml terrine jars, with mouth size of 100 mm to allow for the filter papers to be placed inside without touching the jars
  • Corrosion-resistant metal or plastic pipe to act as a support for the filter paper disks
  • Glass beads to secure the supports
  • Six aluminium circular tins
  • A large glass flask with distilled or de-ionised water
  • Desiccator
  • Cooler box

 

Method

Salt solutions were prepared by dissolving table salt in distilled water (Table 1). All equipment but the thermometer and filter papers were thoroughly cleaned by carefully washing and rinsing them with distilled water, and then dried. Latex gloves and tweezers were used to prevent the transfer of any oils or other contaminants and handle the filter-paper disks. The filter-paper disks were dried and kept at 105 ± 5 ⁰C.

Clean glass shards or beads were placed at the base of the jar to support the plastic or metallic pipe upon which the filter paper disks were placed. Prior to placing the filter-paper disks, the glass jars were filled with the salt solutions.

Two filter papers were placed above the salt solution on the supports so they had 2 cm clearance from the surface of the solution and protruded more than 1 cm past the support in all directions but were not in contact with the jar. The jar contents were then secured with a water tight  lid. The configuration is shown in Fig. 1.

A set of six jars was placed within a cooler in a temperature-controlled laboratory room (23 ± 2 ⁰C) and left undisturbed for two weeks to equilibrate. Room temperature was maintained at 23 ± 2 ⁰C.

After equilibrating for two weeks, the jars were removed and the filter papers were placed into aluminium tins for initial weighing; this part was performed by two technicians who worked on each jar together to reduce the amount of time that the filter papers were exposed. The aluminium tins were then placed in a dry oven set at 105 ± 2.5 °C for a minimum of 16 hours with the lids half-off to dry completely. The following day the lids were replaced and the aluminium tins containing the filter papers were left to equilibrate in the oven for 5 min before being removed and allowed to cool in a desiccator. After this second dry weighing, the water content was calculated.

Discussion

The data from the calibration tests at the SSL Bristol and i2 Analytical laboratories are given in Table 1. The 0% NaCl solution was deionised water. The filter-paper water content data suggest good reproducibility and repeatability between and within laboratories, respectively. The suction values at 23 ⁰C were calculated using the online molality calculator of omnicalculator.com.

The osmotic suction π values in Table 1 are compared with the values generated by using the equations in 1) BRE IP4/93 for matric suction and 2) Leong et al. (2002) for total and matric suction (Fig. 2):

1a) log kPa =  4.84 – 0.0622 × WCFP                    15% ≤ WCFP ≤ 47%

1b) log kPa = 6.05 – 2.48 × WCFP                   WCFP > 47%

2a) log kPa = 8.778 − 0.222 × WCFP             WCFP < 26%

2b) log kPa = 5.31 − 0.0879 × WCFP             WCFP ≥ 26%

The data in Fig. 2 suggest that the non-contact calibration data represent total suction values and agree with the convergence of matric and total suction values at approximately 1000 kPa (log kPa = 3) and at about 25% WCFP.

At filter-paper water content greater than 25% the calibration data well agree with the Leong et al. 2002 equation for total suction, suggesting that the Whatman Grade 42 filter paper produces data consistent with published calibration equations.

The equations in BRE IP 4/93 and Leong et al. 2002 for matric suction are in good agreement, which suggests that the equations in BRE IP 4/93 can be used to calculate soil suction, with currently available batches of Whatman Grade 42 filter paper.

There are no calibration data for matric suction; however, considering the agreement between the test data and equations 1a and 2b above, it is reasonable to argue that the currently available calibration equations, including the ones in BRE IP4/93, can be trusted to return reliable suction values.

Conclusions.

NaCl solutions can be used to calibrate ash-free Whatman Grade 42 filter paper. The calibration method is simple and non-expensive. Furthermore, the results strongly suggest that the equations in BRE IP 4/93 can be used to determine soil suction in the laboratory, with currently available batches of Whatman Grade 42 filter paper.

Acknowledgements

Tabetha Hellard, Elizabeth Hort and Kellon Booker at SSL and Dariusz Piotrowski, Ewa Plona, and Aleksandra Jurochnik at i2 Analytical kindly agreed to perform the calibration tests.

References

ASTM D5298-16 (2016) Standard test method for measurement of soil potential (suction) using filter paper, ASTM International, West Conshohocken, PA, 2003, DOI: 10.1520/C0033-03, www.astm.org.

Crilly, M.S. and Chandler, R.J. (1993) A method for determining the state of desiccation in clay soils, BRE information paper, IP4/93. HIS BRE Press, Bracknell, UK.

Esmaili, D. and Hatami K. (2017) Comparative Study of Measured Suction in fine-grained soil using different in situ and laboratory techniques, International Journal of Geosynthetics and Ground Engineering, 3:27

Fondjo, A.A., Theron, E., and Ray. R.P. (2020) Assessment of various methods to measure the soil suction, IJITEE, Vol. 9, Issue 12, pp. 2278–3075 (online).

Fredlund, D.G., Rahardjo, H., Fredlund, M.D. (2012) Unsaturated soil mechanics in engineering practice, pp 939, John Wiley & Sons, Inc., Hoboken, New Jersey.

Leong, E. C., He, L., and Rahardjo, H., (2002) Factors Affecting the Filter Paper Method for Total and Matric Suction Measurements, Geotechnical Testing Journal, Vol. 25, No. 3, pp. 321–332.

Marinho, F.A.M. and Oliveira, O.M. 2005. The filter paper method revisited, Geotechnical Testing Journal, Vol. 29, No. 3, pp. 1–9.

Ridley, A.M. (2015) Soil suction — what it is and how to successfully measure it, Proceedings of the Ninth Symposium on Field Measurements in Geomechanics, Australian Centre for Geomechanics, Perth, pp. 27-46.

Fig. 1. Test configuration for (a) a single jar (left) and (b) six jars during the two-week equilibration period (right).

Fig. 2. Filter-paper calibration test data compared to published calibration equations.

Article provided by Dimitris Xirouchakis, Director at Structural Soils Ltd

Article Geotechnical

Bitesize Guide – Geotechnical unit, Ground models and Geotechnical Design Models– what are these, what do they cover and who is responsible?

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Introduction

This note has been prepared based on a review of the draft prEN 1997 dated August 2022.

Geotechnical Unit

A geotechnical unit is defined in prEN 1997-1 as a ‘volume of ground that is defined as a single material’. Ground can be soil, fill or rock existing in place before any construction works, each with its own hydraulic conductivity.

A unit will have a description and classification based on designation of material parameters and identification of the data used in the selection of representation values of ground properties.

These units are normally identified prior to the start of the ground investigation as part of the initial desk study, site inspection and preliminary investigation (prEN 1997-2, 5.2.2 to 5.2.4). These are required as part of the planning of the design investigation (5.25) and develop as the project cycle evolves. The ground investigation should identify strength, stiffness, anisotropy and geometrical variation of the units.

Normal UK practice would give responsibility for these initial works either to the Specialist Ground Investigation Contractor, or sometimes to a Geotechnical Consultant appointed at an early stage in the Project.

Ground model

The concept of the Ground Model is familiar to all practitioners site specific outline of the disposition and character of the ground and groundwater based on the results of ground investigations and other available data. These conditions will have an influence on the site (and this may also need to include the recognition of potential ground conditions and sources outside the site boundary), on the design itself, and finally the construction of the project.

The draft prEN 1997-2, 4.1 states that a Ground Model shall comprise the geological, hydrogeological and geotechnical conditions of the site as determined by the ground investigation, and is one of the main outputs to be included in the Ground Investigation Report (GIR). The Ground Model also forms the basis for development of Geotechnical Design Model [GDM] for each geotechnical design situation and each geotechnical structure (prEN 1997-1, 4.2.3).

As an example, the Ground Model should consider, but not be limited to, the geomorphology of the site, geometrical and geotechnical properties of the geotechnical units, but also discontinuities and weathered zones. The Ground Model shall state the variability and level of uncertainly of the conditions and properties alongside derived values from relevant ground properties of all geotechnical units encountered.

Without the Ground Model, the GIR would not be able to identify the derived values of the geotechnical units.

As the Ground Model is one of the principal outputs from the initial desk study, site inspection, preliminary or design investigations and is to be included in the GIR, development of the Ground Model is usually the responsibility of the Specialist Ground Investigation Contractor, or is sometimes passed to a Geotechnical Consultant appointed at an early stage in the Project.

The draft prEN 1997-2 states the Ground Model shall be developed and updated as new potential information is made available. Without the ground model, a GDM cannot be developed and validated. Any changes to the ground model shall be documented in the Geotechnical Design Report (GDR). Updating the Ground Model at this stage may therefore fall to the Geotechnical Designer rather than the original Specialist Ground Investigation Contractor.

Geotechnical Design Model

The GDM is a conceptual representation of the site derived from the ground model for the verification of each appropriate design situation and limit state. It is based on the Ground Model which has verified against the variability and uncertainty of the ground conditions.

The GDM should include, but is not limited too

  • tabulation or graphical cross sections of the geotechnical units
  • representative values of ground properties for all the geotechnical units encountered in the zone of influence.
  • inclusion of groundwater table
  • and the process of compiling the GDM.

The GDM should also consider the

  • variations of groundwater in all directions within each geotechnical unit. There may be occasions where groundwater pressures may be classified as accidental actions, as detailed in prEN 1997-1, 6.1.
  • identification of any spatial trends

Normal practice in the UK is that the development of individual GDMs would be the responsibility of the Geotechnical Specialist appointed to design each geotechnical structure for the appropriate geotechnical design situation and then included in the GDR. On most projects, there may be multiple GDRs often prepared by different designers. Guidance on the content of the GDR is given in prEN 1997-3. The individual GDRs may be collated into a single Project GDR.

The reliability of the GDM must be validated using the guidance given in prEN 1997-1, Table 4.6 for the appropriately selected Geotechnical Category [GC]. The GC would have been selected as part of the GIR. Table 4.6 has been reproduced as follows:

The validation process should also review the quantity, quality and appropriateness of the information taken from the GIR.  This is done to determine sufficient confidence in the GDM to ensure the level of reliability required by prEN 1990 is obtained, and additionally, that the measures taken to validate the GDM according to the GC are adequate. If neither condition is met, or there is insufficient confidence in the level of reliability then additional ground investigation shall be performed.

The GDM is reported in the GDR for each geotechnical design situation and for each geotechnical structure. Guidance on the content of the GDR is given in prEN 1997-3.

The AGS Geotechnical WG are preparing a number of other Bitesize Guides covering various Second-Generation EC7 topics, and if anyone has a burning desire to say something, get in touch with Katie, Alex Dent or Chris Raison via ags@ags.org.uk.

Guide produced by Emma Cronin, SOCOTEC.

 

 

Article Geotechnical

AGS Bitesize Guides – Introduction – prEN 1997:202x

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The second-generation of Eurocodes is proposed as the first major revision of the Eurocode suite of standards since original publication in 2004. This process has been underway for at least 10 years. Initially this comprised a series of Evolution Groups, set up by all the major National Standards Bodies [including BSI], tasked with reviewing the first-generation Eurocodes and identifying area where improvements, clarification, simplification, and harmonisation could be applied to improve the documents. Proposals were then passed to Task Groups for updating and preparing new drafts. The final process was a series of reviews by both the public and by the National Standards Bodies themselves [in UK by the BSI Committee B/526].

The Structural Eurocodes are a series of interlocking standards that interact as a whole and require designers to have access to and understand many different codes which link to yet more material, execution, and testing codes. The draft prEN 1997 is a work in progress and currently comprises three parts as follows:

prEN 1997-1:202x         Eurocode 7: Geotechnical design — Part 1: General rules

prEN 1997-2:202x         Eurocode 7: Geotechnical design — Part 2: Ground properties

prEN 1997-3:202x         Eurocode 7: Geotechnical design — Part 3: Geotechnical structures

prEN 1997 in turn is dependent on the over-arching Eurocode EN 1990, now titled ‘Basis of Structural and Geotechnical Design’. EN 1990 is an integral part of design to prEN 1997. BS EN 1990:2023 was published by BSI in August 2023.

Details of the timeline for final completion and publication of prEN 1997 has been given by Andrew Bond [chair of B/526 and past-chair of TC250/SC7] in a recent article published in Ground Engineering [November 2023 pp30-32]. Some topics were covered by the recent AGS webinar [September 2023] and parallel webinars held by NEN [Nederlands Normalisatie Instituut], acting as Secretariat for the revisions to prEN 1997.

Because of the imminent publication date and the large number of new topics, revisions to layout and structure and introduction of some new concepts, the AGS Geotechnical Working Group thought it timely to issue a series of Bitesize Guides covering prEN 1997. These are intended to introduce topics selected from the current drafts and to give personal views and understanding of the requirements gleaned from the code as actually written. It is believed that review and comments from representative members of the target audience rather than knowledgeable experts closely involved in the development will help to identify areas of ambiguity or lack of clarity. Finally, the publication of bitesize guides will hopefully generate some discussion and dialogue from other members of AGS.

The bitesize guides can be downloaded from the AGS website here.

Article provided by Chris Raison, Raison Foster Associates

Article Business Practice Contaminated Land Data Management Executive Geotechnical Instrumentation & Monitoring Laboratories Loss Prevention Safety Sustainability

Early Career Professionals: Call for Posters

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The AGS is holding a sustainability-themed poster competition at this year’s Annual Conference, and we’d like to see how Early Career Professionals are applying sustainable practices in the workplace.

Whether it’s applying SuRF UK’s sustainable management practices, using mobile data capture, using ethically sourced PPE, we’d like to see your ideas and practices for how you’re improving sustainability.

The poster should be colourful, eye-catching and aim to inspire businesses to become more sustainable. Submissions can cover any of the 17 UN Sustainable Development Goals: https://sdgs.un.org/goals

The winner will receive a Selfridges hamper worth £85, free entry to this year’s Annual Conference on 25th April in London, plus have their poster printed in AGS Magazine which reaches over 6,000 industry professionals 6 times a year.

All posters submitted will be displayed at the Annual Conference.

 

ENTRY INFORMATION

Posters should be submitted in a high resolution, A4 format and can be created in any means, from drawing by hand, utilising photography, to computer-generated artwork. 

Please note that all submitted posters will be printed and displayed at the AGS Annual Conference.

To enter, please email your poster alongside your full name and company to Caroline Kratz at ags@ags.org.uk with the subject title ‘AGS Poster Competition’. The deadline for entries is Friday 5th April at 9pm.

 

ABOUT THE AGS ANNUAL CONFERENCE

The Annual Conference is the flagship event in the AGS’ calendar. Taking place on 25th April 2024 at One Great George Street in London, the event will see over 200 geotechnical and geoenvironmental professionals in attendance.

This year’s Annual Conference has an overarching theme of sustainability and the AGS will be donating a percentage of profits made to Projects for Nature, an initiative which aims to restore nature recovery in the UK.

For further information and to register click HERE or email ags@ags.org.uk

Article

INSIDE HUESKER

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Name: Dave Woods

Job title: Technical Manager

Company name: Huesker Ltd

What does the company do and what areas does it specialise in?

Manufacturer and designer of geosynthetics.

Where is HUESKER located?

UK office in Warrington, production facilities in Germany, USA & Brazil

How many people does the company employ?

10 UK employees, 600+ globally

How long have you worked at HUESKER?

Approaching 4 years

What is your career background, and what enticed you to work for HUESKER?

Civil / Geotechnical Engineer with 30 years of experience in UK, Asia and Europe. Geosynthetics have always been a major area of interest and expertise for me, and Huesker were a company whose materials I had known and worked with over my entire career from my very first project widening the M25 motorway.

What is your current role within HUESKER and what does a typical day entail?

Technical support for sales and design of the company products, advice on site installation, business development, external training through CPDs, conference papers and presentations, university lectures etc and representation of the company and industry on industry and technical committees. No two days are alike.

What are the company’s core values?

Imagination, Progressiveness, Excellence, Attractiveness & Reliability.

Are there any projects or achievements which HUESKER are particularly proud to have been a part of?

We are proud of all our projects from small retaining walls and foundations to huge infrastructure schemes. Most recently the development and implementation of geogrid with integrated fibre optic cables to monitor ground movement and warn of sink holes prior to failure on HS2 and the development of active composite textiles which treat contaminants within soils in situ rather than condemning them to landfills.

How important is sustainability within the company?

Sustainability is at the core of all we do. Our products offer up to 85% reductions in embodied carbon content versus conventional construction methods whilst we continue to lead the market with advances in the use of post-consumer recycled materials in our products and increasing use of renewable energy in our production facilities.

How does HUESKER support graduates and early career professionals who are entering the industry?

Where possible we offer external lectures to students at undergrad and postgrad level within universities globally. We seek to employ the very best young engineers and through continuous internal training, mentoring and the sponsorship of Masters and PhDs seek to advance the careers of our employees to reach their full potential.

How has COVID-19 impacted HUESKER today? Are there any policies which were made during the pandemic that have been kept to improve employee wellbeing and productivity?

Options for remote working and flexibility of working hours were always part of Huesker’s working practices, but during and post Covid, these options were made available to more staff members. The increased use of video conferencing has reduced both in house and external face to face meetings helping to improve sustainability and increasing productivity whilst introducing more regular global meetings and training sessions to better share individual knowledge.

Why do you feel the AGS is important to the industry?

The AGS is a valuable source of information and networking opportunities within the geotechnical field through in person events, webinars and published guidance.

What are HUESKER’s future ambitions?

To continue to innovate within the geosynthetics field with an aim to improving the sustainability, safety and economy of geotechnical projects whilst providing solutions to both existing problems and questions which are yet to be asked.

Article Instrumentation & Monitoring Sustainability

Assessing the Possible Sustainability Benefits of using Instruments and Monitoring on Site

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Overview

The AGS has asked each of its working groups to discuss sustainability issues at their meetings and the Instrumentation and Monitoring Working Group is no exception. From the Group’s perspective there are obvious sustainability, cost, time and carbon benefits in not having to go to site regularly to monitor Geotechnical or Geoenvironmental parameters. Instead, remote monitoring equipment can be installed, and the data downloaded periodically or streamed in real time to your office computer.

Such a philosophy is also very much in keeping with the AGS data management philosophy – require input of data only once and get the most appropriate person (ideally the producer) to do it.

Unfortunately, many practitioners have had bad experiences with continuous remote monitoring, which can be tricky to establish, maintain and interpret effectively without sufficient experience. Regulators may also not accept on-site analysis of data without prior approval (difficult to obtain with current regulatory response delays), significant oversight and complementary analysis.

There remains a seeming lack of understanding on the part of some practitioners and regulators as to what can be done these days with remote monitoring, the range of equipment that is available and what guidance is available for the use of that equipment (usually precious little and out of date…). The skill lies in the ability to determine exactly what to do and what equipment to use for any particular project, depending on one’s perspective, competence and defined sustainability goals.

Sustainability

In terms of sustainable development, the Brundtland report (UN Report of the World Commission on Environment and Development: Our Common Future, 1987) defines sustainable development as ‘development that meets the needs of the present without compromising the ability of future generations to meet their own needs’.

Sustainability is the combination of several different considerations including environmental, economic and social factors, which can sometimes be even more important than simply reducing carbon. Offsetting is a commonly misused word in the context of sustainability as it rarely is in practice and most people will only come across it in relation to carbon footprints, credits and the fuel in the plane that takes you on holiday.

In fact, the basic concept underlying sustainability is that it is best achieved using a process involving quantification of a combination of potentially related factors from each of the identified key areas as expressed for example in UN sustainability guidance.

This process lead methodology and approach is absolutely key to determining and calculating the positive and/or negative elements identified and quantified to achieve the “best” result – for a given value of “best”.

There have been several attempts to undertake sustainability calculations by both AGS members and others, and several more attempts are currently in the process of being determined, tested and calculated, including at least one for UK regulators. This is in part a response to the engineering sustainability initiatives being developed within the development/building industry at the request of groups like ICE.

However, this is far from a simple task in practice, especially when one starts including considerations of total life cycle carbon, recycling and waste elements, which are very difficult aspects to attach precise and accurate quantifications to.

Process

So, how does one actually go about proving or justifying the use of on-site methods, equipment, analysis, remote monitoring and costs against more traditional methods such as laboratory analysis?  One of the easier ways to at least start the process is to determine the benefit primarily on the basis of cost, especially as the carbon intensive travel to site element is becoming ever more expensive.

For example, six gas monitoring visits (minimum recommended by CIRIA document C665 ‘Assessing risks posed by hazardous ground gases to buildings’ for residential low risk) may cost in the order of £3,000 and 1.2 tonnes carbon dioxide emissions.

Compare this with a remote continuous monitoring system at two visits (one to install and one remove) over a week of falling low pressure continuous monitoring at a total cost in the order of £2,200 and 0.2 tonnes carbon dioxide emissions.

Issues Identified

However, if the regulator treats the CIRIA C665 requirements (for example) as strict requirements and not as guidance, they may not accept the possibility of remote monitoring data and conclusions as continuous monitoring for gasses largely postdates the original publication of that guidance.

This could increase the costs beyond that for the proposed six visits. This is where the socio-legal aspect of the sustainability calculation comes in, along with our professional duty of care to our clients, and perhaps explains why this is not taken up as much as it could and should be, to improve the sustainability of the industry when using newer technologies and alternative, but equally valid and proven methodologies.

Conclusions

As a regulated industry, we can fail on sustainability when it comes to presentation, guidance and especially the regulation itself, which is often many years behind the current realities of what can now be achieved on site.

We hope that this article will provide an initial spur to tackling some of the issues raised by the working group and that with the help of its members and others, the AGS can produce influential and informative guidance to practitioners, clients and UK regulators regarding the options available, new ways and examples of how to achieve regulatory compliance, and how remote monitoring and analysis can contribute to the overall sustainability of our Client’s projects and the industry as a whole.

Whilst in fact the determination process can be fairly simple (at least in theory), to determine what is probably the best, greater or more sustainable method of undertaking current site tasks and analysis, it may not be attainable using a method currently accepted by the appropriate UK regulator or society.

The Instrumentation & Monitoring Working Group will be exploring this topic further and will aim to provide additional case studies and examples of how this can be successfully achieved in practice. If any AGS members have relevant examples, case studies and critiques on any of the above or related topics then please send them to the group via the AGS Secretariat and thanks for listening.

Article provided by Chris Swainston on behalf of the AGS I&MWG

Article Business Practice

Unconscious bias in recruitment

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Whether we think so or not – we are all biased. Decisions we make about people are impacted by our unconscious bias without us even being aware of it. This can have consequences when we are recruiting people into the workplace as well as in appraisals, training and development, networking and mentoring.

Things we notice about a person when we meet them for the first time include their skin colour, age, gender and disability. Our experiences and influences (such as family, peers, media, education) lead us to unconsciously group people into categories which form the basis of stereotypes*, which can lead to prejudice and discrimination. Once we acknowledge our bias, we can take action to reduce its influence.

There are several types of unconscious bias which can strongly influence who we recruit. A couple of examples include:

Affinity bias: where you unconsciously favour someone because you share similar interests, backgrounds and experiences. We feel more comfortable around people who are like us.

Confirmatory bias: where we look for evidence / information that confirms our beliefs and values and we ignore evidence that disproves them.

When it comes to recruitment, examples of how our unconscious bias could influence our decisions include:

  • Employing someone who is not the most qualified;
  • Not recruiting people with differing views;
  • Following ‘status quo’ as a ‘safe’ option;
  • Not asking someone to interview due to a name not sounding ‘English’;
  • Not recruiting someone because they are not a good ‘cultural’ fit;
  • Assuming that a mother won’t be able to commit enough time to work;
  • Assuming an older worker will not be open to learning new skills.

If we want to create an inclusive environment where everyone can flourish, we must address unconscious bias.

There are a number of ways to reduce unconscious bias in recruitment:

  1. Define the job role;
  2. Redact information on the application form / CV that identify key characteristics of a person such as age, gender, ethnicity. This will remove unconscious bias while short listing potential candidates.
  3. Have a diverse hiring / interview panel.

Even by following these steps, it is unlikely that we will be completely unbiased.

Unconscious bias can sometimes be difficult to self-identify and to assist with that there is a test called the Implicit Association Test (IAT). The IAT measures the strength of associations between different groups of people and your immediate thoughts and unconscious stereotypes about those groups of people. The test’s purpose is to specifically highlight bias, this does mean that you may be confronted with some results that you may find upsetting or do not agree with; however, it can be a great method to understand your unconscious attitudes and beliefs.

You can take part in the anonymous test or learn more about it here: https://implicit.harvard.edu/implicit/takeatest.html

*Stereotype: a fixed idea or image that many people have of a particular type of person or thing, but which is often not true in reality and may cause hurt and offence

Prepared on behalf of the Business Practice Working Group by Vivien Dent (Groundwater and Land Quality Technical Specialist, Green Growth and Delivery, Environment Agency) and Bradley Falcus (Senior Geo-Environmental Administrator, Central Alliance Pre-Construction Services Ltd)

Article

Some insights into the geotechnical implications of pyrite and its consideration and management

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The assessment of ground aggressivity and suitability of construction materials are fundamental aspects of geotechnics. Ground hosted sulfide and sulfate minerals are known to produce unwelcome implications for ground engineering. Confidence in selection of the most appropriate form of construction and mitigation methodology, must be based on the results of meaningful site-specific material characterisation and assessment of performance in the likely construction environment. It is apparent that many ground engineering practitioners do not fully appreciate that certain rocks and soils are liable to contain sulfur species that may negatively impact ground engineering projects. In practice assessment procedures are often followed without a clear understanding of the issues and how to best manage them. This approach is not always suitable for managing the extensive variability encountered in the UK. Furthermore, an appreciation of how the construction activities may bring about undesirable changes are necessary for design of appropriate mitigation and long-term management. This short article discusses some of the issues that may occur, particularly where pyrite is concerned and considers how these characteristics and associated risks may be managed.

Causes of construction groundwork damage brought about through physical deterioration of ground and engineering materials are attributed to a wide range of factors that involve physical, chemical, and biological processes. In the UK a high proportion of such occurrences in the engineering environment result from the presence of sulfate ions in groundwater, brought about through dissolution or reaction of sulfur compounds. Pyrite and gypsum are the most commonly occurring sulfur compounds likely to be encountered during construction works.  In certain locations, the source of the sulfate ions is clearly through dissolution of evaporitic deposits, but in many cases, covering a much wider geographical area, these are derived from the oxidation of iron sulfide minerals, particularly pyrite. Pyrite, and the other infrequent iron sulfide minerals are unstable in oxidising and damp atmospheric conditions typical of the construction environment and will rapidly weather, producing insoluble orange-brown hydrous iron oxide, with release of hydrogen (H+) and sulfate (SO42-) ions into solution as mobile sulfuric acid. This has a significant negative impact for ground engineering when reaction occurs consequent of ground disturbance, creating conditions that are aggressive to ground material including buried steel and concrete and, in some cases, raising sulfate to harmful levels.

Reaction of the sulfuric acid with other calcareous minerals such as calcite or concrete, give rise to selenite-gypsum as discrete crystals, and this involves expansion. The replacement of pyrite and calcite by selenite involves a volume increase of around 103%, developing ground stresses and causing differential heave due to indiscriminate crystal growth. This chemical alteration is frequently accompanied by rapid deterioration in engineering properties of the host material and the volumetric gain often causes disturbance in filled ground, and failures of foundations, earthworks, underground excavations, tunnels, and slopes. Observations have also documented abiotic pyrite oxidation where the pH of pore fluids was around pH >12, indicating that this reaction mechanism can also occur when pyrite bearing ground is treated using lime and cement.

The oxidation of pyrite is complex, it occurs through various reaction stages, at different rates, which conclude in a range of products. Ultimately reaction depends on various aspects including the crystalline form and grain size of the pyrite, the mineralogy and fabric of the host, and environmental conditions, including the exposure to weathering brought about by the engineering work. To manage any negative impacts to design and construction, the possibility of changes promoting the potential for pyrite oxidation during and after construction needs to be considered.

Sulfur is an abundant element in the Earth’s crust and occurs in geological materials of all ages and origins, in a variety of forms. Sulfur is highly reactive and readily combines with most non-noble elements, particularly under reducing conditions, to form metallic sulfides of which the iron form, pyrite (FeS2) is the most widely occurring, along with its less common dimorph marcasite (FeS2), and occasional pyrrhotite (Fe1-xS where x = 0 – 0.2). Gypsum tends to be the most widely occurring sulfate mineral and is frequently encountered during ground works. Gypsum occurs as a primary accumulation in evaporite deposits such as the Mercia Mudstone Group and forms through evaporation of saline waterbodies. But it is more widely occurring as the crystalline ‘selenite’ form, which tends to develop as a ‘secondary’ product of contemporary weathering action on pyrite in the presence of calcite. The oxidation of pyrite will also give rise to high concentrations of sulfate ions which are mobilised by groundwater. Not all forms of sulfur are troublesome in engineering situations, although this depends upon the environmental conditions. Some recalcitrant mineral sulfates, such as barytes, celestine, and organic sulfur are relatively stable in weathering environments, and do not contribute to the sulfur present in groundwaters, unless conditions are unusual, so they are unlikely to impact significantly in construction and geo-material applications. Therefore, knowledge of the likely occurrence and attributes may help to manage potentially adverse conditions that could occur during and after construction.

Pyrite is remarkably widespread in its occurrence and is found as a minor constituent in a wide range of naturally occurring materials. It occurs in rocks and engineering soils, ranging from ancient sediments to Recent deposits, igneous and metamorphic rocks and hydrothermally deposited mineral veins. Pyrite occurs as diverse forms including variously shaped grains, nodules, and well-formed crystals, ranging from microscopic to several cm across; the morphology of pyrite has an influence on its potential for atmospheric oxidation. Therefore, its appraisal may help to determine its potential reactivity and the suitability of pyrite bearing ground and geomaterials for particular applications.

The different forms of pyrite and their combinations all share the same internal arrangement of iron and sulfur atoms but conditions during formation affect the crystal form. Well-crystallised pyrite occurs in the brass-yellow macroscopic form as large masses, veins or as large discrete often striated cubic, octahedral or pyritohedral crystals a few millimetres to a few centimetres in dimension and are commonly referred to as the ’non-reactive’ form of pyrite.  Typically, these are found in rocks that are well indurated and / or have been subjected to moderate to high-temperatures and pressures.  These well-crystallised forms of pyrite have a densely packed structure and relatively small specific surface area such that they tend to respond slowly in weathering environments. Macroscopic forms of pyrite occur extensively in igneous and metamorphic rocks and some hard-rock limestones, sometimes in substantial concentrations distributed through the host and tend to be relatively stable in construction environments.  These deposits are widely worked in the UK for construction aggregates in which slow oxidation or combination with cementitious binders may lead to problematic chemical reactions. In less-well indurated sedimentary rocks, pyrite may occur as visible nodules or smooth faced crystals, but more typically, it takes the form of disseminated microscopic framboids that are very difficult to recognise.

The microscopic framboidal form of pyrite is of greatest concern to ground engineering. Framboidal pyrite tends to form in sedimentary environments under anoxic reducing conditions through microbial activity where it remains stable, but when exposed to oxidising and damp atmospheric conditions it may rapidly deteriorate with consequentially detrimental effects.  It is commonly found in dark coloured (grey and dark grey), fine-grained sedimentary deposits including clays, mudstones, argillaceous limestones, siltstones, sandstones, and low-temperature hydrothermal deposits. The microscopic reactive forms of pyrite may also occur in newly formed sediments, including marine sands and gravels and river flood plain deposits, which are widely used as construction aggregates. Framboids are raspberry-like spherules, typically 2 – 80 μm diameter, comprising of ordered agglomerations of microcrystalline pyrite grains that are themselves <0.3 – 2 μm in diameter. They occur as disseminated spherules, clusters, or dark greenish-grey coloured concentrations along partings. The framboidal structure results in grains with a large surface area in proportion to their volume, making them highly susceptible to oxidation in an oxygen and water bearing atmosphere and oxygenated water.  This reaction may be mediated and greatly accelerated by microbial intervention from bacteria such as the ubiquitous Acidithiobacillus sp., which rely on electron transfer between Fe2+/Fe3+ for their metabolic process and this functions as a key mechanism in the oxidation reaction. In the ground engineering discipline, this form of pyrite is often referred to as the ‘reactive’ form of pyrite.

It is cautioned that the allusion to the visible form of pyrite as ‘non-reactive’ is not strictly true, the well-crystalline macroscopic forms of pyrite are still susceptible to oxidation following exposure, but depending on their surface condition, reaction generally will occur over a much slower timescale and may not be considered significant where construction is concerned, although it may be expedited where physical damage occurs to the crystals and through reaction of less stable forms. Therefore, potential reactivity must be assessed, with judgement also relying on previous experience of that material.

In the UK, framboidal pyrite is widely found in the dark coloured deposits of marine and fluvial origins of Carboniferous, Jurassic, Cretaceous and Eocene age. These account for a large part of the near-surface stratigraphy that contains many major urban centres. Through weathering, sulfate minerals can be present at shallow depth, whereas sulfide minerals may predominate at greater depths where oxidation has not occurred. Weathering involves physical and chemical changes to the natural material as it adjusts to different overburden pressures and the presence of atmospheric gases.  The change in pressure results in development of fissures and joints which facilitate the movement of oxygenated groundwaters. Water movement promotes chemical adjustments including hydration, dissolution and alteration of certain minerals and the formation of other minerals.  The distribution of sulfate varies within the weathered zone, with the top few metres having negligible amounts due to removal by rain leaching, but elevated levels may be present at the base of the root zone at around 2 to 3 metres depth, decreasing towards the base of the weathered zone, and this is identified by presence of brown staining on fissure and bedding surfaces, and presence of selenite. The weathering state is revealed by the colour changes of the iron forms present. In weathered horizons, the orange-brown colour of ferric iron predominates, whereas with depth the grey colour of ferrous iron represents less weathered lithology and indicates an increase in the presence of unreacted sulfide minerals.

Although British, European, and other standards promote good practice in carrying out investigations, potential problems are often not adequately anticipated and catered for. Historically the Building Research Establishment have provided guidance for routine UK assessment of potential ground aggressivity based upon water and acid soluble sulfate content and acidity of soil and groundwater samples. This worked well for many decades with few instances of sulfate attack on buried concrete reported.  However, following investigation on several cases of sulfate attack on construction materials and disruptive ground heave during the 1980s-1990’s, it was realised that the consequences of pyrite oxidation were not being considered and had been attributed to various other assumptions. Precipitation of new minerals such as gypsum provoke possibilities of ground heave. As the process of dissolution and precipitation will not generally occur in the same location, both expansion and void creation may produce differential movements and heave causing structural damage. This necessitated revision of testing standards, and guidance advocating a staged approach based on initial review of the geological setting, followed by a planned investigation programme and detailed ground assessment. This requires an awareness of potentially aggressive material and importance of focused chemical testing. The severity of pyrite oxidation depends not only on the crystal form but also on the permeability and chemistry of the host deposits as well as the groundwater conditions. The site investigation may confirm the presence of significant quantities of pyrite, gypsum, and calcite but these values alone do not facilitate assessments of the reaction rate and significance to construction. Assessment also requires that the consequences of the construction activity and weather-related issues in the construction period and beyond are fully addressed to provide an adequate basis for the design of structures.

The consequences of pyrite reaction may become a significant hit for the construction budget and progress when unsuspected. The oxidation of pyrite bearing deposits during earthworks and construction has been observed to progress rapidly over a matter of weeks or months, producing conditions chemically aggressive to engineering materials. Therefore, to avoid or manage potential problems attributed to pyrite oxidation it is necessary to know not just that it is present, but also its distribution, its form and reactivity. Investigations and construction may overlook the potential for material deterioration, but this can be determined at a site level through observation of changes following exposure and targeted chemical testing. The distribution of sulfur compounds in soils and rocks can be highly variable so testing must ensure that sulfur-bearing horizons are not missed, and a suitable characteristic value selected for design. Material selected for laboratory testing should focus on the construction zone but also evaluate other strata that may be affected.

Knowledge of the mechanical behaviour of the host material and the changes brought about through exposure during construction may expedite management of the construction process by facilitating re-use of a favourably weathered product that would otherwise constitute an unsuitable material. Ultimately, management of material avoiding costly offsite disposal, may be achieved through informed investigation with pre-weathering of pyritic fill to mitigate the risk of heave through conversion of pyrite to selenite or by blending, encapsulation, or provision of targeted drainage and impermeable barriers.

Article provided by Mourice A. Czerewko, Associate Engineering Geologist, AECOM Ltd

Article

AGS Photography Competition 2023 – The Results

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In March 2023, the AGS launched their fourth photography competition.

Members of the AGS Executive and Business Practice Working Group including Vivien Dent, Sally Hudson, Jo Strange, Bradley Falcus and Steve Hodgetts took on the challenging task to judge the images by scoring across the following criteria;

  • Originality
  • Composition
  • Colour, Lighting, Exposure and Focus
  • Overall Impression, Impact and Visual Appeal

Four images were shortlisted, and we’re pleased to announce that Shannon Wade of Strata Geotechnics was the overall winner of the competition and won a luxury Fortnum and Mason Hamper.

Our three runners up, who each won a bottle of Champagne are Shannon Wade (Strata Geotechnics), Matthew Cook (Environmental Protection Strategies Ltd) and Aaron Stokoe (Brownfield Solutions Ltd).

The AGS would like to thank all those who took the time to enter the competition.

WINNING IMAGE

Shannon Wade, Strata Geotechnics

Image description: Truly highlights the highs and lows of rural GI. An additional scheme of work for The Coal Authority at the site of the Esgair Mwyn, Metal Mine near Pontrhydfendigaid to again improve water quality and prevent it leaching through metal mine spoil. The weather had been foul for days with limited shelter, our team worked their hardest in the conditions to get the works done safely and on time and were rewarded by a little bit of sunshine and a glorious rainbow.

FIRST RUNNER UP

Shannon Wade, Strata Geotechnics

Image description: Working nights with our Comacchio 305 on the M1 Southbound, J35 for National Highways undertaking works to inform design for addition PRS lay-bys on our existing Smart Motorways network.

SECOND RUNNER UP

Matthew Cook, Environmental Protection Strategies Ltd

Image description: The drilling of windowless sample boreholes at an RAF site in Cambridgeshire with RAF jets in the background, boreholes were being drilled to to provide information for use in improvements to site.

THIRD RUNNER UP

Aaron Stokoe, Brownfield Solutions Ltd

Article

Second Generation Eurocode EN 1997: Where are We and Where are We Going? Webinar summary

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On 20th September 2023, the AGS held a webinar entitled Second Generation Eurocode EN 1997: Where are We and Where are We Going?. The webinar was chaired by Chris Raison (Director at Raison Foster Associates) and included presentations from Dr Andrew Bond (Director at Geocentrix), Matthew Baldwin (Independent Consultant) and Stuart Hardy (Technical Leader – Geotechnical at Laing O’Rourke).

The webinar was split into two parts, the first part which was presented by Andrew Bond focused on preparing for the Second Generation Eurocodes and gave a clear timeline for publication. Andrew also provided information about Second Generation Eurocode EN 1997: Geotechnical design – Part 1: General Rules.

In the second half of the webinar, Matthew Baldwin presented on Second Generation Eurocode EN 1997: Geotechnical design – Part 2: Ground Properties, explaining the changed content and layout of this part of the standard.

Stuart Hardy provided an overview of Second Generation Eurocode EN 1997: Geotechnical design – Part 3: Geotechnical Structures and covered the changes which have been made to the clauses and what has not changed from current UK practice.

If you missed the webinar, the recording is now live on the AGS website and is free for AGS members and £30 for non-members (Ex. VAT).

Article Event

AGS Annual Conference 2024 – Sponsorship Opportunities

AGS Annual Conference 2024 – Sponsorship Opportunities
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PLEASE NOTE SPONSORSHIP FOR THIS EVENT IS NOW SOLD OUT.

The AGS is pleased to announce that the AGS Annual Conference will be taking place on Thursday 25th April 2024 at One Great George Street in London.

We have a range of sponsorship opportunities available for both Members and non-Members of the Association who wish to have a presence during the event. Please see packages below:

 

EMERALD SPONSOR (AGS Member Rate: £1200/ Non-Member Rate: £1560) – SOLD OUT

  • A designated area to exhibit company initiatives, research and software during the conference. This exhibition space can also be used to showcase marketing materials, company literature and banners.
  • Entry for three delegates into the Annual Conference
  • Full page advert in AGS Magazine (worth £400, over 5800 subscribers)**
  • Company logo on the event PowerPoint presentation holding slide
  • Company logo and overview on the event programme
  • Company overview and URL on the AGS website
  • Company logo to feature on promotional emails
  • Two announcements of your company’s involvement on the AGS Twitter page (over 3630 followers)
  • Two announcements of your company’s involvement on the AGS’ LinkedIn page (over 8000 followers)
  • Company mention in pre and post-event articles in AGS Magazine

GOLD SPONSOR – (AGS Member Rate: £1100 / Non-Member Rate: £1430) – SOLD OUT

  • A designated area to exhibit company initiatives, research and software during the conference. This exhibition space can also be used to showcase marketing materials, company literature and banners.
  • Entry for two delegates into the Annual Conference
  • Company logo on the event PowerPoint presentation holding slide
  • Company logo and overview on the event programme
  • Company overview and URL on the AGS website
  • 1/4 page advert in AGS magazine (worth £160, over 5800 subscribers)
  • Company logo to feature on promotional emails
  • Two announcements of your company’s involvement on the AGS Twitter page (over 3630 followers)
  • Two announcements of your company’s involvement on the AGS’ LinkedIn page (over 8000 followers)
  • Company mention in pre and post-event articles in AGS Magazine

ASSOCIATE SPONSOR (AGS Member Rate: £550 Non-Member Rate: £715) – SOLD OUT

  • Entry for one delegate into the Annual Conference
  • Company directory in AGS magazine (worth £50, over 5800 subscribers)
  • Company logo on event PowerPoint Presentation holding slide
  • Company logo on the event programme
  • Company overview and URL on the AGS website
  • Company logo to feature on promotional emails
  • Announcement of your company’s involvement on the AGS Twitter page (over 3630 followers)
  • Announcement of your company’s involvement on the AGS’ LinkedIn page (over 8000 followers)
  • Company mention in pre and post-event articles in AGS Magazine

If you’d like to confirm your support, please contact Angharad Lambourne-Wade on ags@ags.org.uk. Please note that packages are limited and are offered on a first come, first served basis.

Article Safety

Mitigating the risk of asbestos when using vacuum excavators in made ground

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Vacuum excavation[1] is widely used in the ground investigation industry as a means of excavating inspection holes and trenches to check for utility services prior to drilling or probing.  The significant safety benefits of vacuum excavation compared to hand digging are that the operatives are not as close to any exposed utility services and that the hazards associated with damage to utility services by hand-held digging equipment are significantly reduced from the activity, a true reduction of risk through engineering controls.

Urban and brownfield sites typically contain made ground and industry suggests that asbestos is detected on most brownfield sites that are investigated[2]. A recent SOBRA report indicated that the asbestos detection rates in soil samples submitted for laboratory analysis vary from 1.4% to 20%[3].  SOBRA concluded that: ‘Anecdotal information from the industry suggests that asbestos is detected at the majority of brownfield sites that are investigated. This data suggests that, on average, asbestos is detected in a small (but nevertheless potentially significant) proportion of samples from those sites.’  Excavation on brownfield sites could therefore encounter asbestos in soil both as visible asbestos containing material (ACM) or as loose fibres, which are not visible to the eye.

The Construction Plant-hire Association (CPA) guidance1 states that if asbestos is suspected during vacuum excavation, work should stop so advice can be sought, and that disturbance of asbestos should be prevented.  It suggests that suitable documented control measures and in some cases specialist or dedicated suction/vacuum excavator machines are required for the removal of asbestos impacted soils.

To comply with the Control of Asbestos Regulations 2012, CAR-SOILTM and AGS Guidance, the CPA recommended that where asbestos is suspected additional controls should be introduced which include: use of suitable PPE and a grade P3/FFP3 face mask; working with a water lance (not air lance) which is less likely to cause asbestos fibres to become airborne; cleaning and disposal of outer clothing; good hygiene; and decontamination of the machine.  The guidance indicates that if asbestos was seen, a laboratory could attend site and undertake monitoring of the machine’s exhaust air, at the downwind public boundary, as well as personal monitoring and swab testing of the machine including the filter. These control actions are reliant on the presence of asbestos being identified or suspected by the Vacuum Excavation operatives or pre-notified to them.

As asbestos in soil can be difficult to identify and loose fibres would not necessarily be visible to the naked eye, the principles of the Construction Design and Management Regulations 2015 (regulation 12.2 including Schedule 3 & 12.4) should be followed. Those employing vacuum excavator should set out the arrangements for controlling risks within the construction phase plan, Schedule 3 ‘Work which puts workers at risk from chemical or biological substances constituting a particular danger to the safety or health of workers or involving a legal requirement for health monitoring’. In addition, where members of the public could be at risk from vacuum excavation of impacted soils within an urban or residential setting, the requirements of the Health and Safety at Work Act 1974 Section 3 ‘General duties of employers and self-employed to persons other than their employees’.

It is therefore a requirement for any contractor adopting vacuum excavation to provide to sub-contractors suitable and sufficient information about the risk of asbestos being present within the target area soils and the controls required to mitigate this risk.

Therefore, for those proposing to use vacuum excavation in environments where soils contain or are suspected of containing asbestos; it is recommended that:

  • they notify operators of the vacuum excavation equipment of the presence (or potential presence) of asbestos in the soil.
  • they consider adopting mitigation controls (in addition to those identified by CPA described above) such as would be required for asbestos in soils environments e.g. using controlled wetting, mist curtains, etc.
  • the control measures within the CPA guidance are adopted for all brownfield sites until the risks to workers and the public from airborne asbestos resulting from the use of suction/vacuum excavators are better categorised; and
  • asbestos in air monitoring is undertaken to support the use of vacuum /suction excavators on brownfield sites including both personal monitoring, boundary monitoring and monitoring of exhaust air to better understand the risk levels to workers and the public.

The CPA guidance suggests that exhaust air emissions could impact other workers and the nearby public, highlighting that the type of filtration used within vacuum excavators does not capture and contain asbestos fibres. While it is possible to dampen the soils entering the vacuum excavator, the mechanical action of the vacuum causes the excavated soil to be dried and could therefore facilitate fibre release, both at the location being excavated and also at subsequent sites using the same plant, prompting a need for thorough decontamination of the plant (in line with the requirements of the Control of Asbestos Regulations 2012) when it is used to extract asbestos impacted soils.

The management of waste is also a consideration when undertaking vacuum excavation where the presence (or potential presence) of asbestos in the soil is known. In such a scenario, the extracted material and plant decontamination washout, cleaning and swabbing materials should all be treated as waste, handled, transported, and disposed of in line with legislative requirements.

The use of vacuum excavators to expose utility services or to disprove the presence of utility services remains a lower risk than conventional machine and hand dug excavation and remains a preferred excavation method when excavating made ground with on urban or brownfield sites where there is a risk of utility services. However, careful planning of these activities is required to ensure that the significant physical risk posed by the utility services is not replaced by a significant health risk posed by potential asbestos release.

By following the principles of good task planning; communicating potential risks, assuring safe systems of work, waste control and staff competence, suitable and sufficient risk mitigation for the use of vacuum excavators on made ground can be achieved.

There will, however, be some conditions which limit the ability and effectiveness of these controls measures to mitigate the risk of asbestos, especially when working within heavily populated areas. In such cases careful evaluation of available risk controls effectiveness is required.

[1] Industry guidance ‘Safe Use of Suction/Vacuum Excavators, Good Practice Guide, Construction Plant-hire Association, Safety Publication Series, SAVESIG GPG1, January 2019’ describes suction/vacuum excavators as ‘items of plant utilising a powerful fan or pump to cause a pressure reduction in a suction hose in order to excavate pre-loosened earth and granular materials, and draw them into a temporary store in a receiving hopper for subsequent discharge. As the spoil reaches the hopper, it is separated from the moving air by cyclonic and other filtration methods, with cleaned air exhausted via an outlet system whilst the spoil is contained within the sealed hopper.’  Ground engaging tools that break soils can be utilised with suction/vacuum excavators and ‘air or water pressure through a lance is considered a safer system than manually breaking soils and allows quick and easy displacement of material around sensitive areas of services. The use of a lance minimises the need for the operator to be at the edge of or within an excavation.

[2] The Distribution of Asbestos in Soil – what can the data mining of sample results held by UK laboratories tell us? Discussion Paper by the SoBRA asbestos sub-group, March 2020

[3] The March 2020 SOBRA paper considered asbestos test results from five laboratories across different time periods since 2011. The origin of the soil samples was not known, and the test methods varied.

Article by Madeleine Bardsley, Technical Director at WSP and Jon Rayner, Director SH&E at AECOM

Image credit: AECOM